Corporations Elections Licensing Securities
Frequently Asked Questions
To locate a Secretary of State Securities Division Order
follow the below steps:
A result box with matching enforcement orders, listed by Respondent’s name, will appear below.
Simply click the name of the order you wish you wish to view, and a PDF of the order will be generated.
One can also search by Person or Company Name. To do this, simply select “Person or Company Name” from the Selection Criteria box, enter the desired name, and click the "Go" button.
Please see the Exam Waiver Announcement from September 30, 2013.
The Georgia Securities Division can be contacted at:
|FINRA Broker Check||Securities Act & Rules|
|Securities Orders||Securities Forms|
|Securities FAQ||Investor and Donor Alerts|
|Charities Orders||Charities & Paid Solicitor Forms|
|Charities Renewal Requirements||Charitable Solicitations Rules|
|Registered Charities Search||Charities E-Mail|