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GA Implementation Orders


Georgia Uniform Act Implementation Orders

Implementation Orders are issued by the Georgia Securities Commissioner and are maintained by the Securities Division.

Please note: All Implementation Orders prior to Implementation Order 2011-04, dated December 8, 2011, have been vacated.

2012:   

2012-01 Renewals of 1973 Act Small Issue Registrations 
2011:

2011-04 Uniform Act Implementation Order 

2011-03 Examination of Agents 

2011-02 Investment Advisers - Exclusion from Solicitor Definition 

2011-01 Regulation D Notice Filing 

2010:

2010-05 Investment Advisers - Registration Exemptions 

2010-04 Investment Advisers - Exclusion from Solicitor Definition 

2010-03 Investment Advisers - Registration Exemptions (superseded by IO-2010-05) 

2010-02 Securities - Recognition of Manual Exemptions 

2010-01 Securities - Recognition of Manual Exemptions (superseded by IO-2010-02) 
2009:

2009-14 Investment Advisers - Registration Exemptions  (See also IO 2010-02) 

2009-13 Regulations D Notice Filings 

2009-12 Plan Administrators - Exclusion from Broker-Dealer Definition 

2009-11 Investment Advisers and Representatives - Examination Requirements 

2009-10 Broker-Dealer Agents - Examination Requirements 

2009-09 Securities Registration Filing Fees 

2009-08 CRD Payment Requirements 

2009-07 Federal Covered Investment Advisers  -  Notice Filings 

2009-06 Investment Advisers Post-registration Requirements 

2009-05 Broker-Dealer Post-registration Requirements 

2009-04 Adoption of Forms 

2009-03 Federal Covered Securities - Notice Filings 

2009-02 Broker-Dealers - Registration Exemptions 

2009-01 Investment Advisers - Registration Exemptions (See also IO 2009-14 and IO 2010-02) 


Contact

214 State Capitol
Atlanta, Georgia 30334
844.753.7825
E-Mail
© 2012 Georgia Secretary of State