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Secretary of State Kemp Publishes Proposed Securities Rule


Atlanta, GA - May 9, 2014

Georgia Secretary of State and Commissioner of Securities Brian P. Kemp today published a proposed rule pursuant to the Georgia Uniform Securities Act of 2008. The proposed rule  is Rule 590-4-2-.09, entitled “Request for Transactional Exemption Pursuant to a Fairness Determination.”

Interested persons may submit data, views or arguments in writing to the Commissioner.  The Commissioner must receive all comments regarding the proposed rule  from interested persons no later than 5:00 p.m. on June 12, 2014.  Written comments may be sent to: Commissioner of Securities, Securities Division, 2 Martin Luther King, Jr. Drive, S.E., 802 West Tower, Atlanta, Georgia 30334.  Written comments may be sent via facsimile to (770) 359-4921, or submitted electronically to securities@sos.ga.gov.  Please reference “SEC-2014-01” on all comments.

The Assistant Commissioner, in accordance with O.C.G.A. § 10-5-70(f), shall consider the adoption of the proposed rule  at 10:00 a.m., on July 22, 2014, in Room 216 State Capitol Building, 206 Washington Street, Atlanta, Georgia 30554.


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