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Securities Forms


The following forms are in Adobe Acrobat .pdf format, which requires the Adobe Acrobat reader for viewing and printing. For more information on Acrobat, or to download a free copy of the Acrobat reader, visit the Adobe web site.

REGISTRATION BY QUALIFICATION

  • Form Type: Registration Statements
  • Annual Registration Statement Renewal, file an updated Prospectus

  • Amendment to Registration Statement, file an amended Registration Statement (Form U-1  or Form D)

  • NO FEE for Registration by Qualification.

Applications for Registration By Qualification may be submitted electronically. You may email documents in .pdf format to: Registrations E-Mail.  Include a cover letter with documents requesting registration.

REGISTRATION BY COORDINATION

Applications for Registration By Coordination may be submitted electronically. You may email documents in .pdf format to: Registrations E-Mail.  Include a cover letter with documents requesting registration.

EXEMPT OFFERINGS

  • Form GA-1
  • NO FEE
  • Form D
  • $250 Initial Fee
  • No Renewal Fee
  • Form NF
  • $250 Initial Fee
  • $100 Renewal Fee
  • Form D
  • $250 Initial Fee
  • $100 Renewal Fee


All checks payable to Georgia Secretary of State.
Mail documents and payments to:
Securities Division, Office of the Georgia Secretary of State
2 Martin Luther King Jr. Drive SE
Suite 313, West Tower
Atlanta, GA 30334

Contact

214 State Capitol
Atlanta, Georgia 30334
404.656.2881
E-Mail
© 2012 Georgia Secretary of State