Corporations Elections Licensing Securities Charities
YEAR-END CLOSING DATES AFFECTING ALL INVESTMENT ADVISERS AND BROKER DEALER REGISTRANTS
ATLANTA, GA -
IMPORTANT NOTICE OF YEAR-END CLOSING DATES AFFECTING ALL INVESTMENT ADVISER AND BROKER DEALER REGISTRANTS:
December 16th - Deadline to submit payments for registration renewals for firms and individuals on Web CRD/IARD. Please be sure to fund your FINRA account well before the deadline to avoid being in jeopardy for Failure To Renew (FTR).
December 26-27, 2016 - State of Georgia Securities and Charities Division will be CLOSED. We will NOT be processing registration requests on December 26-27, 2016.
December 27, 2016 – January 2, 2017 - Registrants are highly encouraged to read and review the 2017 Renewal Program Calendar for Web CRD/IARD which is accessible at this link: http://www.finra.org/sites/default/files/crd-renewal-program-calendar.pdf. Please note that Web CRD/IARD will be unavailable on Wednesday, December 28, 2016, and available in view-only on December 29 – December 31, 2016.
January 2, 2017 - State of Georgia Securities and Charities Division will be CLOSED today, and will re-open on Tuesday, January 3, 2017.
January 3, 2017 – Web CRD/IARD is available with complete functionality.
|Invest Georgia Exemption News||Securities Act & Rules|
|Investor Alerts||Issuer Upload Document Portal|